Big Enough to Deliver, Small Enough to Care.
(770) 977-7779

FRONT PAGE ANNOUNCEMENTS

TD Lowers DFA and Trade Fees

Effective Friday, February 24, TD Ameritrade has lowered transaction fees for DFA funds to $9.99.  

Transaction fees for all other mutual funds will remain $15.00.

 TD Ameritrade is offering Lindner Capital clients free trading for 30 days for accounts $250K or more. This is for NEW ACCOUNTS  to TD and Lindner.

 

Update- Document Submission

In an effort to comply with ongoing regulatory changes, going forward,

all custodial paperwork submitted MUST be accompanied by a copy of client Identification.

(a VALID driver’s license, passport or other government issued ID).

Our New Vice President and Senior Investment Manager

Scott Wetherington will be taking a new role as Chief Investment Officer for Cavalier Funds where he will continue to manage our Tactical Economic model as a subadvisor.  Scott’s last day at Lindner will be August 15, 2016, and he will remain the Chair of our Investment Committee through the end of the year.

I want to personally thank Scott for his efforts and guidance since 2009.  Please join us in wishing Scott continued success in his new endeavor as our collaboration evolves into this new chapter.

We are pleased to announce that Chris Briggs, CFP® is joining Lindner Capital Advisors as a Vice President and Senior Investment Manager.  Chris will be leading the portfolio management team and will be the communication liaison to advisors and clients.  Chris will also Chair our Investment Committee effective January 1, 2017.  One of Chris’s main initiatives is to convey new ideas to the field in support of continued efforts with clients.  Our goal is to support you in growing your business and enhancing the client experience and reviews.  Chris and the entire Lindner team are committed to achieving these goals.

LCA’s Portfolio Analyst Leo Rose, AIF® will have an expanding role on the portfolio management team and Investment Committee.  Leo will provide facts based portfolio construction and design solutions to advisors and their clients.  Leo and Chris will work together to leverage advisor’s efforts to provide investment solutions for their new and existing clients.

 

A little about Chris Briggs…

Chris has over 26 years of experience leading full service, fee based planning initiatives, focusing on portfolio construction and management for affluent investors. Chris has both retail and institutional experience, providing strategic planning for small business owners, business retirement plan consulting and sales, individual retirement planning, wealth accumulation to distribution strategies and wealth preservation through estate planning. Chris is a licensed CERTIFIED FINANCIAL PLANNER and has successfully passed the series 7, 33, 65, Georgia Life and Health, Variable Annuity and Variable Life Insurance Exams.  Chris and his wife are Atlanta natives who enjoy hiking, golf and cooking. They have three active teenage sons.

 

Implementing Portfolio Changes for Your Clients

All Professionals Placing Business with Lindner Capital

 Implementing Portfolio Changes for Your Clients

A copy of our Portfolio Change Authorization Form is attached for your use effective immediately.

We have had numerous requests from broker dealers to have a client signed request for portfolio changes in order to mitigate litigation risk.

The Portfolio Change Authorization form can be completed and transmitted via facsimile transmission, email or via DocuSign. We prefer all communication by email be sent securely. The Portfolio Change Authorization form is available on our website, or you can contact our Client Service Center and request a form be transmitted to your client directly via DocuSign. In order to save you and your client valuable time, our service team can populate the form in advance. The only thing required of your client will be a signature.

You and your broker dealer (if applicable) will be copied as part of the DocuSign process.

Thank you for your cooperation in implementing this procedure.

Portfolio Change Authorization 2016.05

Press Release: 401(K)

NEWS               

For immediate release

 

Contact:     Leslie Swid

                      Impact Communications

leslieswid@impactcommunications.org

913 649-5009

 

Lindner Capital Advisors Announces

New 401(k) Fee Structure

 

ATLANTA (June 22, 2016) – Lindner Capital Advisors (LCA), a federally Registered Investment Advisor, based in metropolitan Atlanta, has announced an innovative fee structure for all new 401(k) accounts. The new investment management fee is 20 basis points, a significant reduction from the standard industry fee structure. Plan sponsors will pay a minimum fee of $1,000 and a maximum fee of $20,000. This means that fees on new plans larger than $10,000,000 will be capped at $20,000. “In light of the new DOL regulations, we recognized the importance of providing even better service to plan sponsors,” said LCA CEO and President Robert J. Lindner.
LCA’s Third Party Turnkey Asset Management Program (TAMP) serves as an ERISA 3(38) Investment Manager and assumes fiduciary responsibility for investment selection and monitoring. LCA provides access to institutional fund strategies and exclusive money managers that are not readily available to the retail market. LCA portfolios are designed to be consistent with a client’s unique investment objectives, individual time horizon, and tolerance for risk. LCA is committed to its fiduciary standards and was recently recognized by CEFEX as one of only five Investment Advisors worldwide to hold this certification for 10 consecutive years.
“This reduced pricing became effective June 1, 2016,” said LCA’s VP of Sales and Marketing Kendall Borchardt. “The marketplace is in need of portfolio management options that are fully transparent and appropriately priced. We made this decision on our fee structure to address that need.”

 

About Lindner Capital Advisors

Lindner Capital Advisors, Inc. (LCA) is a federally Registered Investment Advisor based in metropolitan Atlanta, Georgia, with representation throughout the continental United States. LCA was formed in 1996 to provide asset management solutions through an exclusive group of broker dealers and financial professionals. LCA’s clients include individuals, high net worth individuals, small businesses, corporations, charitable organizations, and pension and profit sharing plans. To learn more, visit www.lcaus.com.

Disclosures regarding CEFEX certification

The CEFEX certification is no guarantee as to future success, and should not be construed as an endorsement of LCA by CEFEX, the Centre for Fiduciary Excellence.  The CEFEX certificate has been awarded following the successful completion of an assessment. It may not address all of the products/services provided by the firm. The terms and conditions governing the issuance of the CEFEX certificate are contained in the Agreement between CEFEX and the firm. The certificate is the property of CEFEX, is valid for 1 year from the Date of Current Registration shown, and can be renewed annually.

The certification is not a source of legal or investment advice, a financial audit or expression of opinion regarding the completeness or accuracy of financial statements, a compliance or regulatory audit, a guarantee that the firm is in compliance with applicable fiduciary laws or standards, or a guarantee that the firm is adhering to the standard with respect to any specific client.  To learn more, visit www.cefex.org/.

 

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Advisory Services offered through Lindner Capital Advisors, Inc.,
A Registered Investment Advisor.
600 Village Trace | Building 23 | Marietta, GA 30067 | Phone: (770) 977-7779
This is not an offer of sale of securities. All investing involves risk, and particular investment outcomes are not guaranteed. This website is for informational purposes only and does not constitute an offer to sell, a solicitation to buy, or a recommendation for any security, or an offer to provide advisory or other services by Lindner Capital in any jurisdiction in which such offer, solicitation, purchase or sale would be unlawful under the securities laws of such jurisdiction. The information contained on this website should not be construed as financial or investment advice on any subject matter.

LCA Form ADV Part 2A March 2017

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